Code of Conduct

As an AMFI Registered Mutual Fund Distributor, Sanjeev Wealth (ARN-126915) follows the Code of Conduct for mutual fund intermediaries prescribed by AMFI and SEBI. The key principles are summarised below.

Take Investors' Interest First

• Act in the best interest of investors at all times.
• Maintain high standards of integrity and fairness in all dealings.
• Not rebate commission back to investors or attract investors through inducements.

Disclose All Important Facts

• Provide all material information about schemes, including risk factors, exit loads and expenses.
• Disclose all commissions received from AMCs for the schemes being offered.
• Inform investors about the Direct Plan option.

Avoid Misrepresentation

• Not give false or misleading information or make exaggerated claims about schemes.
• Not promise or guarantee returns.
• Not encourage over-trading or churning of investments to earn higher commission.

Suitability Awareness

• Understand the investor's stated needs and share information on relevant schemes so that the investor can make an informed choice.
• Draw the investor's attention to the riskometer of each scheme.

Protect Investor Information

• Keep investor information confidential and use it only for servicing and regulatory purposes.
• Not handle investor money or accept cash beyond what regulations permit.

Compliance

• Maintain a valid ARN and complete continuing professional education as required.
• Comply with SEBI regulations, AMFI guidelines and AMC instructions.
• Maintain records of transactions as required.

Grievance Handling

Handle investor complaints promptly and fairly, and inform investors of escalation options including SEBI SCORES and SMART ODR. See our Grievance Redressal page.